RON GUIDI - CHIEF COMPLIANCE OFFICER

RON GUIDI - CHIEF COMPLIANCE OFFICER

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Ron is responsible for managing the relationships with our operating partners and delivering a comprehensive service platform to our advisors and clients. As the Chief Compliance Officer, he ensures that Robertson Stephens’s business is conducted within regulatory guidelines.

Ron has 20 years of operations and compliance experience in the financial services industry, including 7 years at the original Robertson Stephens where he opened and managed the Financial Services Division in Boston and held a variety of management positions, including Corporate Services, Middle Office Operations and Sales Supervision.

Prior to joining the new Robertson Stephens, Ron was a Director and Branch Administrative Manager of Deutsche Bank's Private Wealth Management Group where he managed and supervised Operations and Compliance for both the broker-dealer and investment advisory businesses. Before Deutsche Bank, Ron was a Senior Business Consultant at SunGard Securities. He started his career with Bank of America as an auditor in the Retail Banking division.

Ron holds a MBA from JFK University and a BS in Business Administration from Sonoma State University. He is registered with Robertson Stephens Securities LLC.

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