Disclosures
Investment advisory services offered through Robertson Stephens Wealth Management, LLC (“Robertson Stephens”), an SEC-registered investment advisor. Robertson Stephens is a wholly-owned subsidiary of Robertson Stephens Holdings, LLC (“RSH”) and an affiliate of Long Arc Capital LP.
More information about Robertson Stephens may be found in our Form ADV Part 2A which is available online at the link below or at https://www.adviserinfo.sec.gov/. You may request hard copies of our Form ADV Part 2A, Privacy Policy or Code of Ethics by emailing info@rscapital.com or calling (415) 364-5810.
Form ADV Part 2A | Form CRS | Privacy Policy Notice
Investment Commentary
Information presented has been carefully compiled from sources believed to be reliable, but Robertson Stephens cannot guarantee its accuracy or completeness. Material is for general informational purposes only, does not constitute investment advice or a recommendation or offer to buy or sell any security, has not been tailored to the needs of any specific investor, and should not provide the basis for any investment decision. Private funds and other alternative investments are only available to qualified investors. Information, views and opinions are current as of the date presented and are subject to change. Indices are unmanaged and reflect the reinvestment of all income or dividends but do not reflect the deduction of any fees or expenses which would reduce returns. Past performance does not guarantee future results. Forward-looking performance targets or projections are not guaranteed and may not be achieved. Investing entails risks, including possible loss of principal. Any discussion of U.S. tax matters should not be construed as tax-related advice.
Account Specific Information
If you are accessing this site to obtain information concerning your specific client account, it is important to note that we have provided the information regarding your account(s) based on sources we believe to be accurate. You are encouraged to compare your RSWM account information with the information contained on the statement from the custodian for your account for the corresponding time period. Please contact us or the account custodian with any questions you may have. Also, please notify us promptly if you do not receive statements on all accounts from the custodian on at least a quarterly basis.
Rankings and Awards
Forbes.com America’s Top Wealth Advisors Feb 2019: State by State Ranking was developed by SHOOK Research and is based on in-person and telephone due diligence meetings and a ranking algorithm that includes: client retention, industry experience, review of compliance records, firm nominations; and quantitative criteria, including: assets under management and profitability. For more information: www.SHOOKresearch.com.
Barron’s Top 1200: The formula Barron’s uses to rank advisors is proprietary. It has three major components: assets managed, revenue produced and quality of practice. Investment returns are not a component of the rankings because an advisor’s returns are dictated largely by the risk tolerance of clients. The quality-of-practice component includes an evaluation of each advisor’s regulatory record. Please see https://www.barrons.com/report/top-financial-advisors/1000/2019 for more information.
Austin Woman Magazine’s Woman’s Way Business Award: ELIGIBILITY All nominated businesses must be woman-owned or woman-led businesses that not only create a measurable impact in their field, but set the standard for all businesses in their chosen field. Nominated businesses must be based in Austin and/or have a significant portion of operations and staff located in Austin. To qualify as woman-owned, business must be 51% or more woman-owned. To qualify as woman-led, an Austin-based woman must be in an executive role, with PNL responsibilities, and be the most senior-level employee of either the whole company or of a branch of the company. The woman leader included in the nomination must be making a measurable impact in their company. Regarding professional services industry, this business is at the top of its class, making a significant impact with the service it provides, including but not limited to marketing, event planning, PR, accounting, legal work consulting or other professional services. SELECTION PROCESS The Awards Selection Committee will evaluate all nominations based on the submitted criteria and select finalists in each award category. Employees of Austin Woman administer and facilitate the awards selection process but do not participate in or in any way influence the Award Selection Committee’s voting. For more information please go to https://atxwoman.com/womans-way/.
Family Wealth Report Awards: The Family Wealth Report Awards program was launched in 2014 for the family office and family wealth management industry and its providers in North America. The categories are focused around three main areas: experts (individuals and teams), products and services for wealth managers/institutions of all sizes and types. Eligible entrants have business operations in North America. The judging panel is composed of 33 independent industry experts from family offices, private banks, trusted advisors, consultants and other services providers and selects winners, finalists and commended firms and individuals on the basis of qualitative subjective criteria with quantitative metrics to support, supplied to the organisers in standardised submission forms. No charge is made for entry and success is not determined by a commercial relationship with the organisers. For more information: https://clearviewpublishing.com/events/the-eighth-annual-family-wealth-report-awards-2021/
Rankings, awards and/or recognition does not imply any guarantee of a certain level of results, nor does it represent a current or past endorsement of RSWM by any of its clients.
Chairman’s Council
Chairman’s Council is an internal RBC Private Client Group program recognizing the firm’s top Financial Advisors.
