Investment Policy Development

We work with the client’s specific needs to form a unique design for disciplined investing by gathering the organization’s goals and guidelines, and then formalizing and documenting the investment plan.

An Investment Policy Statement is:

  • The foundation for the management of investment funds.
  • The basis for future performance evaluations.
  • Defining return objectives and risk tolerance levels.
  • Outlines what is expected of the investment manager(s).
  • Defines prohibited transactions.

Examples of Investment Policy Statements include:

  • Reserve Fund Investment Policy,
  • 401(k) Investment Policy,
  • Defined Benefit Investment Policy, or
  • Charitable Fund Investment Policy.
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Studies have shown that strategic asset allocation can be a significant driver of a portfolio’s risk and return characteristics…
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Bob Bukowski

Managing Director, Principal

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